LACP.org
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DONE Newsletter
from the desk of Greg Nelson

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Neighborhood Council Election Procedures
by Greg Nelson - General Manager,
DONE

July 14, 2003

There have been 58 Neighborhood Council elections to date. As a result, the Department of Neighborhood Empowerment has gained valuable insight into best practices and worst practices.

For many months, Department of Neighborhood Empowerment staff has been drafting a list of election best practices, some of which could become citywide rules, to help ensure successful elections and avoid time-consuming and divisive conflicts.

Public testimony other communications have generated two requests:

(1) Adopt uniform citywide election policies; or

(2) Make no changes because Neighborhood Councils should continue to be empowered to conduct their elections in whichever way they wish as long as they don’t violate applicable laws, and because the City should not over-react to the problems that were encountered in just a few elections.

The following is a list of options that could become rules or simply be offered as suggestions to the Neighborhood Councils. Before any recommendations are presented to the Board of Neighborhood Commissioners, the opinions of individuals and official input from Neighborhood Councils are solicited. This is part of what we hope will become a new deliberative decisionmaking process in which the public plays an active role in shaping public policy.

Some of these choices will likely be controversial, and we’d like to draw your attention to them. Should the Department of Neighborhood Empowerment be required to approve an election before it becomes official? Should the Department of Neighborhood Empowerment have to approve the third party arbiter of any election challenges? Should the Department of Neighborhood Empowerment always be the arbiter to help ensure consistency?

At this moment, it is not known when this matter will be considered by the Board of Neighborhood Commissioners.

Please send your email responses to:

Greg Nelson
gnelson@mailbox.lacity.org

or fax them to:
213 / 485-4608

Please indicate whether or you wish your comments to be made part of the public record.

Your Project Coordinator is an excellent first point of contact for any questions on any subject.

And, of course, please indicate if you’re speaking as an individual or submitting the official position of your Neighborhood Council. As you already know, if your Neighborhood Council’s Community Impact Statement is received early enough, and in the proper manner, it may be printed on the commission’s agenda, and your statement will be made part of the file and circulated to all of the commissioners.

-- DRAFT --

POSSIBLE NEIGHBORHOOD COUNCIL ELECTION PROCEDURES

A. General Requirements

1. All elections must be conducted consistent with the City Charter, the ordinance that implements the City Charter, the ordinance that implements the Plan for a Citywide System of Neighborhood Councils, the bylaws and election procedures of the Neighborhood Council, and the Department of Neighborhood Empowerment’s election policy.

2. The first election of the Neighborhood Council must be held within 180 calendar days of certification, and all subsequent elections must be held in accordance with the Neighborhood Council’s bylaws.

a. If a Neighborhood Council is unwilling or unable to conduct an election within 180days, the Department of Neighborhood Empowerment may, if it chooses to do so, supervise the development of the election procedures, and conduct the election.

(Rationale: Until an election is held, the stakeholders are represented by self-appointed leaders. Stakeholders have a right to be represented by a governing board that is elected or selected in accordance with their bylaws. Six months is an average amount of time to organize and conduct an election based upon past experience.)

B. Minimum Election Procedure Requirements

1. The Neighborhood Council must submit draft election procedures to Department of Neighborhood Empowerment for review and written approval no later than 60 days before the projected Election Day.

(Rationale: This will give Department of Neighborhood Empowerment staff, with the possible assistance of the Office of the City Attorney, adequate time to review and comment on the procedures, and return them to the Neighborhood Council for possible revisions.)

2. Finalized electio n procedures must be submitted to Department of Neighborhood Empowerment by the Neighborhood Council no later than 30 days before the projected Election Day.

(Rationale: Voters, potential candidates, stakeholders, and the election administrator need an adequate amount of the time to know about and understand the election procedures.)

3. Election procedures must be consistent with the requirements contained in the Department of Neighborhood Empowerment’s election policy and the Neighborhood Council’s bylaws and applicable laws.

4. Election procedures must have been approved by the Interim Board, or other authorized body at a properly- noticed (Brown Act) public meeting that provides an opportunity for stakeholder input.

(Rationale: This will significantly reduce charges of favoritism or wrongdoing.)

5. Identify an administrator (i.e., the person or the person designated by an organization who manages the activities on the day of the election) for the election, if other than the Neighborhood Council election committee, which should not include any candidates.

6. State the number of board seats available for election, and the qualifications required to run for them.

7. No stakeholder can be denied the opportunity to run for a board seat for which he/she holds stakeholder status.

8. The qualification for voting and/or candidacy cannot act to restrict participation by groups of stakeholders (e.g., homeless, volunteer workers, monolingual, public transit dependent, home-based workers, etc.)

9. State the voter eligibility requirements and voting process.

10. Ensure that all stakeholders will be given the opportunity to vote, and that they shall be eligible to vote on the day of the election.

11. State whether or not absentee (see footnote #1 at the bottom) voting will be allowed, including deadlines for requesting and submitting ballots.

12. If absentee voting is used, ensure that it is available to all stakeholders.

13. State that proxy voting (see footnote #2 at the bottom) will not be allowed.

(Rationale: The potential for fraud and abuse would be just about guaranteed if proxy voting were to be used.)

14. State that either verbal or written self-affirmation will be acceptable for voting purposes, if the Neighborhood Council chooses to not request identification from voters or candidates.

(Rationale: This is a common procedure used by many Neighborhood Councils. The Department of Neighborhood Empowerment can provide a sample form that allows a voter to swear or attest that he/she is a stakeholder.

15. Disallow picture identification as the sole form of identification/registration of stakeholders for voting purposes.

(Rationale: Some stakeholders may not have picture identifications.)

16. Specify which reasonable documentation, such as utility bills, business cards, imprinted checks, postmarked mail, etc. may be acceptable proof of stakeholder status.

17. Allow provisional voting for stakeholders who cannot provide documentation on election day including:

a. The identification of the person(s) authorized to determine acceptable stakeholder documentation and to receive the provisional ballots.

b. The process for verifying provisional ballots.

c. The process for verifying and counting all verified ballots.

(Rationale: If identification of voters is required, a system of provisional voting would be necessary to ensure that every stakeholder has an opportunity to vote.)

18. State the process through which candidates declare their candidacy.

19. Identify the process for outreaching/notifying stakeholders about election-related activities and events.

20. Identify the dates and deadlines for declaring candidacy, and to have candidates’ names printed on the ballot, if applicable.

21. State the process and deadlines that will be used to verify candidate eligibility, if applicable.

a. State all campaign rules and limitations, such as campaigning, use of Neighborhood Council logo by candidates, etc.)

b. Prohibit candidates’ materials from using the City Seal, Department of Neighborhood Empowerment logo, or any designations whose use requires approval by the General Manager of Department of Neighborhood Empowerment.

c. Identify the process through which candidates and stakeholders will be notified of the unofficial or official election results within five calendar days of the election.

22. Require that candidates for the board may not serve in any election administrative capacity, including the handling or counting of ballots, voter or candidate registration or verification, and the interpretation of election materials for voters, and describe the penalty for violation.

(Rationale: When candidates are involved in the election process, there is at least a perception of a conflict that may damage the credibility of the Neighborhood Council.)

23. State the process for receiving, handling, and resolving election disputes or challenges, and include a date by which all challenges must be resolved.

24. Designate a neutral third party to serve as final arbitrator (see footnote #3 at the bottom), subject to the approval of Department of Neighborhood Empowerment, and authorize the final arbitrator to resolve all election challenges.

(Rationale: Department of Neighborhood Empowerment will ensure that the third party clearly understands the process through which the challenges should be resolved so that they have the best chance to be legally defensible, and so that the arbitrator’s actions don’t set a precedent that violates the election policy and applicable laws.)

C. Minimum Candidate Outreach Requirements

(Rationale: This is to ensure that the Neighborhood Council provides adequate notice and outreach to stakeholders and candidates, include fair and open procedures to protect stakeholders’ rights, and protect the integrity of the election and its results)

1. The Neighborhood Council shall publicize the opportunity to be a candidate for the governing body for at least 30 days, and shall hold open the candidate-filing period for a minimum of 30 days (these two periods may run concurrently.)

(Rationale: This is to allow for sufficient outreach, and reduce potential challenges to the election.)

2. Minimum notice requirements for candidate outreach shall consist of:

a. One publicly-noticed informational meeting to distribute the election procedures and candidate filing forms.

b. One informational piece that contains all of the requirements and deadlines that will be distributed broadly to the community.

c. Posting a notice of election deadline dates, along with a contact telephone number, at the posting locations identified by the Neighborhood Council in their application for certification.

3. The Neighborhood Council shall conduct a minimum of one public meeting to explain the establishment of, function of, and opportunity to serve on the governing body. At the meeting, the Neighborhood Council shall distribute copies of the bylaws, election procedures, candidate and voter registration forms (if applicable), requirements upon winning office, and any other information the Neighborhood Council determines would be useful.

(Rationale: Department of Neighborhood Empowerment has found that a surprising number of board members have not read the bylaws or understand what’s required of them after becoming board members.)

D. Minimum Stakeholder Outreach Requirements

1. The Neighborhood Council must begin informing stakeholders about the election process not less than 30 days prior to the election day.

(Rationale: Stakeholders deserve to have a reasonable amount of time to know about the election and understand the rules.)

2. Minimum notice requirements shall consist of:

a. One publicly-noticed meeting to provide information about the Neighborhood Council, and to distribute the election procedures and stakeholder registration forms (if applicable).

b. At least one mass distribution of a general information flyer. (The Department of Neighborhood Council will help with and pay for the distribution of this notice.)

c. Posting of the election information, along with a contact telephone number, at the posting locations identified by the Neighborhood Council in their final application for certification.

3. A Neighborhood Council area in which a segment of the population belongs to a non English-speaking group is required to prepare the notice in the appropriate language. (The Department of Neighborhood Empowerment will provide translation services.)

D. The Election

1. The election must be conducted in a way that allows for the largest stakeholder participation. (Be aware of the effects of the length of time available for voting, number of days, hours, etc.)

(Rationale: For example, holding an election on only a Saturday ma y not prohibit some people from voting for religious reasons, and make it difficult for workers to voters if don’t live near the polling place.)

2. The election must be officiated by the election administrator named in the procedures.

3. The certified bylaws, or as they may have been amended after certification, and the approved election procedures must be available for stakeholder review at all election locations.

4. Election challenges are to be resolved by a neutral third party named as the final arbiter in the election procedures and approved by Department of Neighborhood Empowerment, and must not be the same as the election administrator.

(Rationale: It is possible that someone could challenge the action of the administrator.)

5. All election day results must be forwarded to Department of Neighborhood Empowerment for approval and official announcement.

(Rationale: This allows Department of Neighborhood Empowerment to ensure that the election and the resolve of its challenges, if applicable, have been Department of Neighborhood Empowerment in a legally-defensible way.)

6. The names, stakeholder affiliation, and board seat of all Neighborhood Council board members must be delivered to Department of Neighborhood Empowerment before the election will be approved.

7. Once the final arbiter has made a decision regarding a dispute or election challenge, and Department of Neighborhood Empowerment has approved the decision, the decision shall be final.

(Rationale: Stakeholders have a right to know who their governing board members are as soon as possible.)

8. Before the first meeting of the board, or within 30 business days of the finalizing of the election, Department of Neighborhood Empowerment must be given contact information for each board member that each will allow to be made public, which will include posting on the Internet.

(Rationale: Stakeholders have a right to have some means of communicating with their governing body members.)

E. In the event that the Neighborhood Council chooses to proceed with an election without complying with any part of this policy:

1. The Department of Neighborhood Empowerment may deny the Neighborhood Council administrative support for the election that is normally provided in the form of document copying, translation services, staff assistance, third party and final arbiter assistance, etc.

2. The Department of Neighborhood Empowerment may not acknowledge the outcome of the election, or recognize those persons elected as official representatives of the Neighborhood Council.

a. If the Department of Neighborhood Empowerment determines that the election results are not valid, the Neighborhood Council will have 90 days to hold a valid election.

b. If the Neighborhood Council has not held a valid election within one year of the anniversary date of certification, the Department of Neighborhood Empowerment may request the Board of Neighborhood Commissioners to revoke certification, or the Department of Neighborhood Empowerment may organize and conduct the election itself using its own staff and/or designees.

3. The Department of Neighborhood Empowerment may deny access to trainings, services, and programs, including the Neighborhood Council Funding Program, that are provided to the Neighborhood Councils that have elected governing bodies.

------ Footnotes ------

#1. “Absentee” shall mean a vote cast in which the voter is not present. This can include “vote by mail” or ballots that are carried into the polling location by another person. This does not include proxy voting.

#2. “Proxy” voting shall means the written or verbal authorizing of one person to vote for another as an agent or substitute. One way this would occur is if someone signs a form authorizing another person to cast a vote on their behalf.

#3. “Final arbiter” shall mean the entity, organization, or person(s) authorized to settle all disputes to the Neighborhood Council election. This shall not be the same person(s) or entity as the election administrator.

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Greg Nelson


213 / 485-1360
866 / LA HELPS toll-free
213 / 485-4608 fax
done@mailbox.lacity.org email